BONUS Collaborative Workshop Event with Phoenix Compliance Roundtable

  • Tuesday, March 06, 2018
  • 12:00 PM - 2:00 PM
  • ASU Skysong 1365 N Scottsdale Road, Scottsdale Building 3, Room 130 Synergy I


Registration is closed

Our Lifelong Learning Committee brings you a bonus Workshop opportunity:


Compliant Social Media Practices


Image from Flickr Creative Commons: Mark Kens

Program Description: 
Join  SMARSH social media compliance expert Mike Pagani and our professionals from the Phoenix Compliance Roundtable for insights, best practices and tips regarding these SEC hot  topics:
  • Social Media Compliance
  • Text Compliance & Archival
  • Mobile Device Compliance
  • Blogging - writing and reviewing
1.5 hours of CFP(R) CE credit will be applied for.
Learning Objectives:
  1. Understand where utilizing Social Media in your financial planning marketing and client communications plans makes the most sense for your firm, given your size, resources, and business model/structure.
  2. Identify which best practices are most likely to keep you compliant.
  3. Learn and share tips for increased engagement and reduced costs with social media communications plans
  4. Discover and connect to communications and compliance professionals who can help you stay current.
  5. Find out how to bring your current communications platforms close to compliant, effective tools for business development.

Note:  Workshop events provide opportunities for our planners to interact with experiential learning experts.  The topics are chosen because they can help us solve problems, improve productivity or profitability, reduce risk, ease compliance, or in some way help you work less, earn more, and produce better results for your clients.  Workshops are intended to provide you with immediate takeaways and new resources.  The may on occasion, but are not expected to, provide professional CE credits.

Registration opens: 11:50 am

Speaker Presentation:  12:15 - 1:50 pm

Adjourn: 2 pm

ASU Skysong

1365 N Scottsdale Road, Scottsdale

Building 3, Room 130 Synergy I

FPA of Greater Phoenix
c/o Premium Organization
PO Box 4130, Scottsdale AZ 85261
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