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  • BONUS Collaborative Workshop Event with Phoenix Compliance Roundtable

BONUS Collaborative Workshop Event with Phoenix Compliance Roundtable

  • Tuesday, March 06, 2018
  • 12:00 PM - 2:00 PM
  • SkySong Auditorium



Our Lifelong Learning Committee brings you


"Compliant Social Media Practices"


Image from Flickr Creative Commons: Mark Kens

Program Description: 

Join  SMARSH social media compliance expert Mike Pagani and our professionals from the Phoenix Compliance Roundtable for insights, best practices and tips regarding these SEC hot  topics:
  • Social Media Compliance
  • Text Compliance & Archival
  • Mobile Device Compliance
  • Blogging - writing and reviewing
Learning Objectives:
  1. Understand where utilizing Social Media in your financial planning marketing and client communications plans makes the most sense for your firm, given your size, resources, and business model/structure.
  2. Identify which best practices are most likely to keep you compliant.
  3. Learn and share tips for increased engagement and reduced costs with social media communications plans
  4. Discover and connect to communications and compliance professionals who can help you stay current.
  5. Find out how to bring your current communications platforms close to compliant, effective tools for business development.

Registration opens: 11:50 am

Speaker Presentation:  12:15 - 1:50 pm

Adjourn: 2 pm

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